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BILLING POLICY
This is my revised
billing policy for legal consultation.
IMAGING:
Imaging is vital to my assessment of most cases, and I am able to
access many studies on-line. For almost any study in Rhode Island,
and any Shields study in Massachusetts, I will obtain them myself
at no additional charge. Images will be analyzed, selected, and
inserted into the reports as appropriate.
INDEPENDENT
MEDICAL EXAMINATION (IME): This
is charged at a flat rate of $875.00. This amount includes all transcription
costs, imaging review, and communication with pertinent lawyers
or other consultants. As a courtesy, I will review limited medical
records that arrive on or before the day of the IME. "Limited"
is defined as less than 100 pages of medical records (including
cover letter, dividers, etc.) and less than 4 imaging studies.
If additional
records or imaging studies arrive after the day of the IME, they
will be reviewed, and the report amended, at a rate of $700 per
hour.
COURT APPEARANCE:
My charge for a court appearance is for either a half-day or
a full day. The half-day charge is $5,000 and the full day charge
is $7,500. In the event of the need for travel, relevant costs (airline
ticket, food, etc.) will be billed in addition. The above fees include
record review, pre-trial meetings, etc.
A "half-day" is defined as my being able to leave court
and reasonably arrive either at my office or the hospital by 1pm.
If I am unable to do so, an additional $2,500 will be billed.
We will not assign time for a court appearance until we have received
a retainer for $2,500 for half day or $5000 for full day.
My preference is to appear at trial instead of undergoing an audiovisual
deposition. I have arranged my schedule such that I am available
on most Tuesdays and Fridays for courtroom appearances. If an audiovisual
deposition has been performed, I would still recommend arranging
my appearance at trial. If that occurs, my cost for the audiovisual
deposition will be subtracted from the above-mentioned half-day
and full-day charges.
DEPOSITION:
This is charged at a rate of $875.00 per hour, with a minimum charge
of 1 hour. This includes review of any limited additional records
and additional imaging studies provided for that meeting (see definition
of "limited" above). It will also include all communication
with pertinent lawyers or other consultants.
RECORD REVIEW:
The majority of my consultations involve record reviews, and we
charge a rate of $700 per hour. I appreciate the fact that an open-ended
commitment in regard to reimbursement is difficult to make, particularly
if you are not familiar with our work. For that reason, I have instituted
a cap of $2,000 for the review along with a completed report, though
it is usually less. In exceptional cases that involve voluminous
records, I will not commence until I have contacted and received
approval from you.
A completed
report will usually include references, annotations, whole person
impairment evaluation (AMA 6th version), USDOL work level, and pertinent
imaging. A typical report is included at the end of the document.
We have changed to a paperless office, and except in unusual circumstances,
a completed report will be sent via email within 20 business days
upon arrival of the records. Please provide your email address in
your cover letter. In general, it requires less than 2 hours for
me to complete a review, as I can usually review 400 pages and 3
imaging studies per hour. Please inform us if there are time-sensitive
issues such as arbitrations, hearings, etc. I will usually be able
to accommodate your request.
For an expedited
review, an additional charge of 25% will be added. "Expedited"
is defined as a completed review within 15 business days of my receipt
of the records. For an urgent review, an additional charge of 50%
will be added. "Urgent" is defined as a completed review
within 5 business days of my receipt of the records.
DESTRUCTION
OF DOCUMENTS: I am often not informed when cases are dismissed
or settled. If I have not received correspondence regarding a case
for 2 years after the time I have submitted my report, I will destroy
all records pertaining to that case.
DISCUSSION
OF CASES
We have made
changes in regard to discussion of cases after report submission.
I am always happy to discuss cases with referring adjusters or attorneys.
However, due to the unpredictability of my schedule with surgery
and consultations, I have run into many instances of phone tag that
is an inefficient use of everyone's time. Therefore, for discussion
of cases, my office will set up a 30 minute telephone appointment
for that purpose. The minimum time for this is 15 minutes, and will
be billed at the standard $625/hour rate in units of 15 minutes.
If a longer amount of time is needed, please let us know.
INVOLVEMENT
IN CASES
I have reviewed
medicolegal cases for over 20 years. I have never refused to give
my opinion on a case, and will continue that policy. However, referring
adjusters or attorneys should be made aware of certain instances
when I will not provide testimony against a physician.
- When a doctor
who is being sued is a personal friend or someone with whom I
work closely.
- When a doctor
has made a mistake that was outside the standard of care, but
the patient was not injured in any significant way as a result.
Example: Doctor Jones operates at the wrong level of the lumbar
spine during a microdiskectomy. A small opening is made microscopically
into the lumbar spinal canal, and then closed. This mistake is
later recognized, and a short time thereafter the operation is
performed at the correct level. The patient claims chronic back
pain afterward. I would not help in such a case as a microscopic
canal opening and nerve inspection causes no meaningful long-term
damages such as back pain.
- When a doctor
did not make a mistake, but I am asked to render an opinion in
regard to causation only. Example: Doctor Smith sees a patient
with non-specific symptoms that, only in retrospect, turned out
to be the first indications of a meningioma. The patient undergoes
surgery years later and does poorly. In this instance, I might
be asked if the patient would have done better if the diagnosis
had been made earlier, and if the operation had been performed
sooner. While the answer to that is yes, I would not help in such
a case as Doctor Smith had treated the patient within the standard
of care.
CANCELLATION
POLICY
We have been
experiencing a large number of last minute cancellations and postponements.
Many claimants do not show up for their IME's. While we understand
the difficulties involved with your scheduling these, and appreciate
your involving us in them, we are booking these 2-3 months in advance.
We move operations and clinics to accommodate them.
FEES FOR
CANCELLATION:
Cancellation
or postponement of a TRIAL with
more than 10 business days' notice: $1000 of the retainer
fee will be returned. The scheduling attorney/firm has no other
financial obligation.
Cancellation or postponement of a TRIAL
with 5-10 business days' notice: No portion of the retainer
fee will be returned. The scheduling attorney/firm has no other
financial obligation.
Cancellation or postponement of a TRIAL
with less than 5 business days' notice: No portion of the
retainer will be returned. The scheduling attorney/firm is responsible
for the remainder of the $5000 half day fee, or the $7500 full
day fee.
Cancellation or postponement of a TRIAL
with NO prior notice: No portion of the retainer will be returned.
The scheduling attorney/firm is responsible for the remainder
of the $5000 half day fee, or the $7500 full day fee.
Cancellation or postponement of a DEPOSITION
more than 20 business days' notice: No bill will be submitted.
Any retainer will be returned.
Cancellation or postponement of a DEPOSITION
with 5-20 business days' notice: A bill for half of the allotted
time will be submitted. The scheduling attorney/firm is responsible
for that amount.
Cancellation or postponement of a DEPOSITION
with less than 5 business days' notice: A bill for ¾
of the allotted time will be submitted. The scheduling attorney/firm
is responsible for that amount.
Cancellation or postponement of a DEPOSITION
with NO prior notice: In the event of my arrival for a deposition
that has been cancelled or postponed without any notification,
a bill for the entire amount will be submitted. The scheduling
attorney/firm is responsible for that amount.
Cancellation or postponement of an IME
more than 10 busines days' notice: In the event of my arrival
for an IME that has been cancelled or postponed with more than
10 days of notice, there is no financial obligation.
Cancellation or postponement of an IME
with 5-10 busines days' notice: A bill for one-quarter of
the IME cost will be submitted. The scheduling attorney/firm is
responsible for that amount.
Cancellation or postponement of an IME
with less than 5 business days' notice: A bill for one-half
of the IME will be submitted. The scheduling attorney/firm is
responsible for that amount.
Cancellation or postponement of an IME
with NO prior notice: In the event of my arrival for an IME
that has been cancelled or postponed without any notification,
a bill for the entire amount will be submitted. The scheduling
attorney/firm is responsible for that amount.
MEANS OF
NOTIFICATION: We check our email several times per day. In
addition to calling our office (401 453-3545), please send email
notice to the below addresses with a return receipt request:
stephensaris@comcast.net
lucia@neurosurgery-associates.com
donna@neurosurgery-associates.com
We appreciate
your understanding and cooperation. A copy of this policy will be
faxed or emailed to your office at the time of scheduling.
Sample
record review performed by Dr. Saris
RECORD
REVIEW ON MARK SMITH
On September 13, 2004, he was seen in the Sturdy Memorial Hospital
(SMH) Emergency Room. He had slipped and injured his back. On the
pain diagram, he indicated discomfort centrally in the low back.
Neurological examination was normal. He
was felt to have a soft tissue back injury.
Lumbosacral x-rays were unremarkable.
On
September 17, 2004, he underwent an LS CT at Morton Hospital. No
abnormalities were noted.
On May 5, 2007,
he was seen at Sturdy Memorial Hospital. He had back pain. He
had a normal neurological examination. On the pain diagram,
he indicated discomfort in the low back centrally. The diagnosis
was a soft tissue back injury.
On
May 8, 2007, he underwent an LS MR at SMH. It showed tiny central
L4-L5 and L5-S1 disk protrusions.
On June 4, 2007,
he was seen at Mansfield Physical Therapy. He had back pain due
to a soft tissue injury.
On
July 3, 2008, Mr. Smith claims he was injured seriously after a
motor vehicle accident (MVA, subject accident).
On July 3, 2008,
a crash description was created. A photograph of the accident scene
shows a Honda Sedan vehicle and a truck with a trailer hitch. The
front of the Honda has collided with the driver's side of the truck.
Photographs show significant damage to the front of the Honda with
crumpling of the hood.
On July 3, 2008,
he was seen at Sturdy Memorial Hospital after a motor vehicle accident.
Neurological examination was normal. There was no pain on
palpation of the dorsal neck. On the pain diagram, he indicated
discomfort in the small of his neck. His diagnosis was a nasal fracture.
On July 23,
2008, Dr. Jones, an ear, nose, and throat surgeon, saw him. His
conclusion was that there did not appear to be functional or cosmetic
deficit from his injury.
On September
5, 2008, Dr. Sindal saw him for an initial clinical consultation.
He describes him as a 23-year-old man who worked at Dunkin' Donuts.
Initially, the pain began when he fell at work years previously.
There had been a more recent motor vehicle accident. An
MR showed multiple protrusions. He was 5 feet 5 inches and 150 pounds.
Neurological
examination was normal. He has felt to have sacroiliac joint
pain as well as disk protrusions.
_____________________________
1Color
code: Objective, verifiable information is color-coded as below
 Purple: date of injury (DOI)
 Blue: imaging
 Green: surgeries
 Orange: Electrodiagnostic tests
 Yellow:
neurological examinations
On November
26, 2008, Dr. Sindal performed an SI injection at SMH.
On February
12, 2009, Dr. Sindal saw him at SMH for an SI injection.
On April 14,
2009, Dr. Sindal performed L5-S1 epidural steroid injections.
On July 16,
2009, Dr. Sindal saw him. He had undergone two SI injections that
were helpful. Neurological
examination was normal. He would continue on his pain medications
and x-rays were ordered.
On
July 24, 2009, he underwent an LS MR. It showed small central protrusions
at L4-L5 and L5-S1. There was no change compared to a May 2007 study1.
On
July 27, 2009, he underwent x-rays at SMH. He might have right sacroiliitis.
On
July 27, 2009, he underwent an LS MR at Shields. It was compared
to a May 2007 study. There was no significant interval change, and
widespread degenerative changes were noted.
On July 29,
2009, he underwent a right sacroiliac injection at SMH.
On September
11, 2009, Dr. Sindal saw him at Sturdy Memorial Hospital (SMH).
He underwent a sacroiliac joint injection.
On December
16, 2009, Nurse Anson wrote a letter that Mr. Smith was disabled
due to his work-related injury.
On August 12,
2010, Dr. Laswon, an orthopedic surgeon, saw him. The subject accident
is described. He was single and had no children, and smoked half
a pack of cigarettes per day.Neurological
examination was normal. The diagnosis was a soft tissue
back injury.
On
August 18, 2010, he underwent an LS MR at Shields. There was no
comparison imaging. There was a central herniation at L4-L5.
On
August 18, 2010, he underwent an LS MR at Shields. He had a central
disk herniation at L4-L5 without compression.
On August 19,
2010, Dr. Laswon saw him. An MR done at
Shields showed "a central canal extrusion at L4-L5. It does
not result in significant central canal narrowing."
He would be referred to Dr. Latchaw.
On September
7, 2010, Nurse Rodriguez wrote a letter to Mr. Ernst. He had chronic
back pain in addition to anxiety and depression. He would benefit
from psychological counseling.
On September
9, 2010, Dr. Ranison, a neurosurgeon, saw him. He had pain traveling
from the back into both buttocks and down both legs. On examination,
he was 5 feet 4 inches and 150 pounds.
Neurological
examination was normal. He recommended an EMG. He had undergone
a three LS MRs without structural compression. He did not believe
that surgery would help.
On February
28, 2011, Dr. Johnson wrote a letter in his regard. Mr. Smith asked
him for an increase in Ambien that he refused. He wanted an increase
in his Valium that he refused.
On
April 13, 2011, he underwent a cervical MR at Shields. It was a
normal study with a rightward disk-osteophyte complex at T1-T2.
On April 19,
2011, Dr. Johnson spoke with him. He was having worsening pain on
decreased doses of Oxycodone. He had taken 120 20 mg Oxycodone tablets
in two weeks. He was told that he was being discharged from the
practice due to noncompliance with pain contract.
On October 19,
2011, Mr. Smith put forth answers to interrogatories. He claims
that the other vehicle rammed a stop sign and collided with him
in Norton, Massachusetts. In answer #5, he claims that about five
years previously he fell at work and injured his back. He treated
for under a month with physical therapy. In answer #10, he states
that the weather was sunny and was dry. The front of his vehicle
came in contact with the driver's side of the other vehicle. In
answer #17, he states that he had several injuries as a result including
back pain. He had treated at several facilities. He underwent an
MRI at Shields. His physicians felt that his back would always cause
some level of pain and functionality. He felt he would never regain
full range of motion in his back.
On October 19,
2011, Mr. Smith was deposed. He was not married and had no children.
He lived with his parents and his bother. He graduated high school,
and attended Bristol Community College without completing his degree.
He was not currently employed, and had previously worked for Dunkin'
Donuts. He stopped working in September 2009 because of back troubles.
He was in another accident on December 6, 2010. On page #16, he
states that he returned to work a few days after the accident. On
page #18, he states he continued working until September 2009. On
page #19, he states that he quit his job and did not look for employment.
On page #20, he describes filing a Workers' Compensation claim.
On page #21, he describes a work-related injury. He was traveling
from a store to the bank to make a deposit. That was the time after
the subject accident. On page #26, he describes a back accident
about five years previously. He received conservative treatment
and recovered fully. On page #30, he describes being treated with
Morton Hospital, Sturdy Hospital, Tufts Medical Center, Milton Hospital,
and Braintree Rehabilitation. On page #34, he describes his ongoing
problems. He had "major muscle spasms" across his low
back. The frequency was at least two per hour. On page #35, he describes
his current medications as oxycodone 20 mg, OxyContin 20 mg, and
Soma 350 mg. He had been on the OxyContin for approximately nine
months. This was prescribed by Dr. Jamison. On page #36, he states
that he had settled his Workers' Compensation claim and is looking
for work. It was his ambition to own his own Dunkin' Donuts some
day. On page #42, he describes an MRI in July 2007. It was done
at Shields in Massachusetts. His understanding of his MRI showed
that everything was fine. On page #46, he describes spinal injections
at Sturdy Memorial Hospital by Dr. Sindal. Sometimes it helped and
sometimes it did not. No one had recommended surgery. On page #47,
he states that after the subject accident he had pain radiating
down both legs. On page #51, he states that Dr. Johnson had given
him clearance to return to work. On page #52, he describes another
accident in December 2010 when he was 24. On page #78, he states
he believes he was knocked unconscious by the airbag. On page #90,
he describes helping his mother with domestic chores such as carrying
baskets of laundry. On page #91, he states that his car was damaged
beyond repair at the time of the subject accident. Deposition ends
on page #94.
IMAGING:
I reviewed the below imaging studies personally.
On May 8, 2007,
he underwent an LS MR at SMH. It is a normal study. There are age-appropriate
degenerative changes. There is no nerve entrapment, and no stenosis.
At L3-L4, there is a disk bulge. Protrusions and bulges are normal
degenerative changes as detailed in the footnote below.
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L45
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L5S1
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Figure 1: The above shows the May 2007 study. On the left
are T1 and T2 sagittal views of the spine. They show normal alignment
and age-appropriate degenerative change, even for someone in their
20s. The images on the right are axial sections through L4-L5 and
L5-S1. There is no anatomical abnormality of any kind.
On July 27,
2009, he underwent an LS MR at SMH. It is a normal study, and there
is no interval change compared to the 2007 study.
_____________________________
2The
Diagnostic Accuracy of Magnetic Resonance Imaging. Boos N, Rieder,
et al. Spine 20:2613-25,
1995.
Potential of magnetic resonance imaging
findings to refine case definition for mechanical low back pain
in epidemiological studies. A systematic review. Endean et al. Spine.
2:160-169, 2011.
MRI of the Lumbar Spine in People without Back Pain. Jenson et al.
NEJM 331: 69-73, 1994
Abnormal MRI of the Lumbar Spine in Asymptomatic Subjects JBJS 72A:
403-8, 1990
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L45
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L5S1
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Figure 2:
The pictures on the left are T1 and T2 sagittal images of the LS
spine. As can be seen in comparison to the pre-injury study,
there is no change between the two. The same applies to
the axial sections through L4-L5 and L5-S1, respectively.
ASSESSMENT:
I have made the below statements to a reasonable degree of medical
certainty.
Mr. Mark Smith
is a young man who claims he was injured seriously after a motor
vehicle accident over three years ago. He had a soft tissue injury
that soon healed. He is entirely well from the standpoint of the
subject accident at this time, and was entirely well years ago.
Mr. Smith had
what is termed in medicine a soft tissue injury. This
involves twisting or stretching of the supporting structures of
the musculoskeletal system. Examples of these are the muscles and
ligaments. Similar to an ankle sprain, these are very painful in
the short term, and heal in a very brief period of time. The standard
time for healing is days to weeks, though they can last for a few
months. For that reason, by November 2008, he had arrived at a medical
end result. According to the 6th version of the American Medical
Association guidelines (see calculation below). He had 0% whole
person impairment. He similarly had no functional impairment or
disability. He could have returned to normal activities at that
time without restriction. That would include not only physically
demanding activities in his personal life, but any form of activity
at Dunkin' Donuts including lifting 50 or greater pound objects.
He could have done so at what the USDOL defines as very heavy work.
The standards
by which patients such as Mr. Smith are evaluated are the neurological
examination or imaging studies. There are numerous neurological
examinations documented in the highlighted areas above in yellow.
None show any pattern of weakness, numbness, or reflex change that
would indicate injury to a nerve or the spinal cord. This calls
his credibility into question.
3
Pain after whiplash. A prospective controlled inception cohort study.
Obelienience D, et al. J Neuro Neurosurgery Psych 66: 279-283, 1999.
Correlation of clinical finding, collision
parameters, and psychological factors in the outcome of whiplash
associated disorders. J Neurol Neurosurg Psych 75: 758-764,
2004
A prospective cohort study of the outcome
of acute whiplash injury in Greece. Clin Exp Rheum 18:
67-70, 2000. M. Partheni.
4UNITED STATES DEPARTMENT OF LABOR, DICTIONARY OF
OCCUPATIONAL TITLES, AND JOB CLASSIFICATIONS
HEAVY WORK: The employee make exert 50 to 100 pounds of force
occasionally (< 1/3rd of the time), and/or 25 to 50 pounds of
force frequently (1/3rd to 2/3rds of the time), and/or 10 to 20
pounds of force constantly (> 2/3rd of the time) to move objects.
Physical demand requirements are in excess of those for medium work.
We have the
unusual advantage of pre-injury and post-injury studies of the part
of his body where he feels discomfort. Both are normal. Protrusions
are a common feature of spinal degeneration in all patients as they
get older, even those in their 20s.2 They are not caused
by a single trauma, do not cause pain, and require no treatment.
For his claim of narcotic-dependent pain to be credible, one would
expect to see a serious and structural injury such as a fracture
or extrusion. No such findings are present.
I am critical
of his health care providers, particularly Dr. Ledbetter, who has
maintained him on high doses of narcotics when there are no verifiable
medical abnormalities. He has developed a substance dependency as
a consequence. He should be referred to a trained health care provider
for weaning and discontinuation from his narcotics.
If any treatments
or diagnostic tests have been ordered in relation to the July 2008
accident, they should be canceled. If other records are present
such as health care provider notes, imaging studies, deposition
testimony, or video surveillance, they should be sent to my office
for my review. If he continues to complain of any other problems
that he relates to the accident in question, he should be referred
to my Attleboro or Providence office for medical evaluation.
Signed under
the pains and penalty of perjury this 20th day of December 2011.

Stephen Saris, M.D.

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Net
adjustment
(GMFH-CDX) = NA6
(GMPE-CDX) = 0
(GMCS-CDX) = 0
Net adjustment (sum of above three)= 0 |
| |
CDX-GRADE
MODIFIER= 0 =
Grade modifier C
FINAL WHOLE PERSON IMPAIRMENT= 0%
Functional history7 |
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|
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PDQ |
Grade
modifier |
Activity
level |
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0 |
0 |
asymptomatic
or inconsistent symptoms |
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1 |
0-70 |
pain,
symptoms with strenuous/vigorous activity |
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2 |
71-100 |
pain,
symptom with normal activity |
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3 |
101-130 |
pain,
symptoms with less than normal activity |
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4 |
131-150 |
pain,
symptoms at rest, limited to sedentary activity |
_____________________________
5Guidelines
to the Evaluation of Permanent Impairment, 2008 American Medical
Association, Library of Congress
6"This
is 2 or more points higher than the class assignment and therefore
discounted." page 584, 6th version AMA Guidelines
7Subjective complaints without objective physical findings
or significant clinical abnormalities are generally assigned class
0 and have no ratable impairment. Page 561 and 575, 6th version
AMA guidelines
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